According to MSRB rules, a control relationship would exist between a municipal securities firm and an issuer when A) an

According to MSRB rules, a control relationship would exist between a municipal securities firm and an issuer when A) an officer of the firm is in a position of authority over the issuer. B) the firm has an inventory of the issuer’s bonds. C) the firm recently completed a negotiated underwriting for the municipality. D) senior officers of the firm live in the municipality.

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